Davis Polk Insights on Financial Regulation
Ms. King is an associate in Davis Polk's Financial Institutions Group and the trading and markets practice. [Full Bio]
In the August 25th episode of the CFTC podcast, CFTC Talks, the new Director of the CFTC’s Enforcement Division, James McDonald, discussed his priorities for the Division (transcript here), including providing incentives for entities to self-report non-compliance issues to the CFTC.
McDonald stressed that as part of…
Continue Reading New CFTC Enforcement Director Emphasizes Benefits of Self-Reporting
On December 22, 2016, the Federal Reserve released a staff paper on the implementation of the Volcker Rule and its impact on bond market liquidity, particularly in times of market stress. The paper studies the liquidity of downgraded corporate bonds before and after the implementation of the Volcker Rule and…
Continue Reading Federal Reserve Releases Staff Paper on the Impact of the Volcker Rule