Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights Post date January 4, 2024 Client Update FSOC 2023 Annual Report: Takeaways and observations The Financial Stability Oversight Council released its 2023 Annual Report, highlighting its 2023 activities, significant f... Post date November 14, 2023 Client Update FSOC revises its nonbank “systemically important financial institution” designation framework The Financial Stability Oversight Council (FSOC) revised its interpretive guidance and analytic framework for FSOC’s aut... Post date September 14, 2023 Client Update U.S. Basel III endgame proposed rule The federal banking agencies’ 1,087-page Basel III endgame proposal, released on July 27 after split votes at both the F... Post date September 5, 2023 Client Update Comparison of the long-term debt proposal to the existing TLAC rule The FDIC, Federal Reserve and OCC have proposed to extend the long-term debt and clean holding company portions of the Fed... Post date August 28, 2023 Articles & Books The March 2023 banking sector turmoil: Policy considerations for the regulation of large banking organizations Davis Polk partner David Portilla authored “The March 2023 banking sector turmoil: Policy considerations for the regulat... See more insights March 13, 2024 Client Update FDIC corporate governance proposal: Comment letter analysis This update analyzes comments that the FDIC received from a wide range of stakeholders on its corporate governance proposa... March 12, 2024 Client Update AI traps and strategies: Seven practical pointers for businesses As the use of generative artificial intelligence becomes ubiquitous, Davis Polk is publishing a series of brief client upd... March 7, 2024 Client Update District Court rules Corporate Transparency Act is unconstitutional The U.S. District Court, Northern District of Alabama held that the Corporate Transparency Act is unconstitutional and per... February 21, 2024 Client Update FinCEN proposes new AML/CFT compliance requirements for investment advisers FinCEN issued its long-awaited proposed rule that would impose AML/CFT obligations on certain investment advisers, such as... February 15, 2024 Client Update FinCEN proposes new reporting requirements for residential real estate transactions FinCEN announced its long-awaited proposed rule targeting illicit finance in the real estate sector and, on the same day, ... February 12, 2024 Client Update Let’s make a dealer: Active trading firms risk being considered “dealers” under new SEC rules While scaled back from the original proposal, the final rules expand the scope of firms required to register as dealers as... February 6, 2024 Client Update The OCC’s proposed revisions to bank merger standards – A missed opportunity for certainty The OCC’s proposed changes to its approach to Bank Merger Act applications are a missed opportunity to provide certainty... January 11, 2024 Articles & Books Financial regulators contend with M&A and evolving fintech sector Davis Polk partners David Portilla and Gabe Rosenberg authored “Financial regulators contend with M&A and evolving finte... January 8, 2024 Client Update Russia sanctions update: U.S. expands secondary sanctions regime for foreign financial institutions The United States continues to expand sanctions targeting Russia. A new executive order authorizes OFAC to impose secondar... January 4, 2024 Articles & Books What is a broker-dealer? Davis Polk partner Zach Zweihorn co-authored an update to a chapter in the second edition of Broker-Dealer Regulation, “... Load More
Post date January 4, 2024 Client Update FSOC 2023 Annual Report: Takeaways and observations The Financial Stability Oversight Council released its 2023 Annual Report, highlighting its 2023 activities, significant f...
Post date November 14, 2023 Client Update FSOC revises its nonbank “systemically important financial institution” designation framework The Financial Stability Oversight Council (FSOC) revised its interpretive guidance and analytic framework for FSOC’s aut...
Post date September 14, 2023 Client Update U.S. Basel III endgame proposed rule The federal banking agencies’ 1,087-page Basel III endgame proposal, released on July 27 after split votes at both the F...
Post date September 5, 2023 Client Update Comparison of the long-term debt proposal to the existing TLAC rule The FDIC, Federal Reserve and OCC have proposed to extend the long-term debt and clean holding company portions of the Fed...
Post date August 28, 2023 Articles & Books The March 2023 banking sector turmoil: Policy considerations for the regulation of large banking organizations Davis Polk partner David Portilla authored “The March 2023 banking sector turmoil: Policy considerations for the regulat...
March 13, 2024 Client Update FDIC corporate governance proposal: Comment letter analysis This update analyzes comments that the FDIC received from a wide range of stakeholders on its corporate governance proposa...
March 12, 2024 Client Update AI traps and strategies: Seven practical pointers for businesses As the use of generative artificial intelligence becomes ubiquitous, Davis Polk is publishing a series of brief client upd...
March 7, 2024 Client Update District Court rules Corporate Transparency Act is unconstitutional The U.S. District Court, Northern District of Alabama held that the Corporate Transparency Act is unconstitutional and per...
February 21, 2024 Client Update FinCEN proposes new AML/CFT compliance requirements for investment advisers FinCEN issued its long-awaited proposed rule that would impose AML/CFT obligations on certain investment advisers, such as...
February 15, 2024 Client Update FinCEN proposes new reporting requirements for residential real estate transactions FinCEN announced its long-awaited proposed rule targeting illicit finance in the real estate sector and, on the same day, ...
February 12, 2024 Client Update Let’s make a dealer: Active trading firms risk being considered “dealers” under new SEC rules While scaled back from the original proposal, the final rules expand the scope of firms required to register as dealers as...
February 6, 2024 Client Update The OCC’s proposed revisions to bank merger standards – A missed opportunity for certainty The OCC’s proposed changes to its approach to Bank Merger Act applications are a missed opportunity to provide certainty...
January 11, 2024 Articles & Books Financial regulators contend with M&A and evolving fintech sector Davis Polk partners David Portilla and Gabe Rosenberg authored “Financial regulators contend with M&A and evolving finte...
January 8, 2024 Client Update Russia sanctions update: U.S. expands secondary sanctions regime for foreign financial institutions The United States continues to expand sanctions targeting Russia. A new executive order authorizes OFAC to impose secondar...
January 4, 2024 Articles & Books What is a broker-dealer? Davis Polk partner Zach Zweihorn co-authored an update to a chapter in the second edition of Broker-Dealer Regulation, “...